Week 4 – Discussion
Part I: Please respond (at least 50 words) to the following scenario by midnight Thursday:
Compare and contrast Registered transactions from Exempt transactions.
Part II: Return to the Discussion Board Sunday, not later than 11:55 p.m.. Review the postings of your classmates and post a meaningful response to at least two postings.
Unit 4 Assignment
After reading Chapter 4 and the final case, respond to the following questions:
1. Who has standing to sue for violations of §16(b)?
2. Who is a potential defendant in a §16(b) lawsuit?
3. What is the remedy for §16(b) violations?
4. What is the lesson to be learned from this case? ( Hint: Is there any planning that could have been done in the principal case so as to avoid a §16(b) violation?)